Mini Review
The Role of Neuropsychology in the Assessment and Management of CNS Tumors
Hoffnung DS*
CHI Health Alegent Creighton Clinic, Immanuel Medical Center, USA
*Corresponding author: Deborah S. Hoffnung, CHI Health Alegent Creighton Clinic, Immanuel Medical Center, 6829 North 72nd Street, Suite 4700, Omaha, NE 68122, USA
Published: 31 Aug, 2016
Cite this article as: Hoffnung DS. The Role of
Neuropsychology in the Assessment
and Management of CNS Tumors. Clin
Oncol. 2016; 1: 1065.
Abstract
Neuropsychological testing plays an important role in the assessment and management of CNS
tumors. Evaluation prior to the start of treatment provides insights into the functional impact of
tumors and establishes a baseline against which later functioning can be compared. Testing of
language and motor functions during awake surgery assists in the protection of eloquent cortex.
Assessment during and after adjuvant a therapy identifies the effects of treatment, and assists in
making decisions regarding palliative care. Serial testing over time may detect regrowth of tumor
prior to radiographic evidence of recurrence and predict survival.
Keywords: Cognition; Surgery; Assessment; Outcome; Memory; Language
Introduction
Neuropsychology, a sub-specialty of clinical psychology, specializes in the relationship between
the brain, thinking, and behavior. A neuropsychologist’s expertise in assessing cognition, emotional
functions, and behavior, as these functions relate to the brain and central nervous system, allows
them to play an important role in the assessment and treatment of individuals diagnosed with CNS
tumors. Although brain tumor localization and classification is primarily accomplished through
MRI, spectroscopy, and biopsy of brain tissue, these techniques do not provide information
regarding the functional impact of the tumor on thinking, emotions, and behavior. Both primary
(benign or malignant) and metastatic brain tumors can produce a range of global and/or domainspecific
impairments in cognitive functions, with reports in the literature varying from around 13%
to over 90%, depending on the characteristics of the tumors studied, patient demographics, and
treatments received [1]. Neurocognitive outcome strongly influences patient- and family-perceived
quality of life of individuals treated for CNS tumors [2], and neuropsychological testing should be
included in the assessment and treatment plans of all individuals with CNS tumors, when medically
feasible. As Miceli et al. [3] (2011) note: “Over the past 30 years, the approach to the treatment and
follow-up of patients with brain tumors has changed profoundly”. With increased life expectancy
comes the need for increased attention to the impact of tumor and tumor therapies on the person as
a whole, and including neuropsychological evaluation prior to surgery, during awake craniotomy,
during and after adjuvant therapies have been completed, and with serial testing over time should
be part of the standard practice of care for the assessment and management of individuals with CNS
tumors.
Evaluation prior to treatment
Neuropsychological testing involves the comprehensive assessment of neurocognitive
functions across multiple domains, including attention, expressive and receptive language,
visuospatial functioning, learning and memory, reasoning; fine motor speed and dexterity, and
emotions and behavior. When an individual is known to have sustained a stroke or brain injury,
neuropsychological testing serves to identify the impact of these insults to the brain, and also helps
to distinguish between the direct effects of the lesion, the indirect effects of non-neurological factors
like depression, anxiety, sleep disturbance and/or pain; and any premorbid deficits that may have
been present before the ‘new’ insult. When a diagnosis is unknown or unclear, review of symptoms
and history, and then comparison of the pattern of preserved and impaired cognitive functions seen
on neuropsychological testing to the known and/or expected effects of specific medical, neurological,
or psychiatric conditions leads to improved diagnostic clarity. In the case of CNS tumor, evaluation
prior to surgical resection and the start of treatment provides insight into the functional impact of
tumors and establishes a baseline against which later functioning can be compared.
Individuals vary greatly, and performance on neuropsychological measures can be influenced
by a wide range of factors, including age, gender, socioeconomic and
cultural circumstances, education, sensory or motor deficits, and
longstanding (non-pathological) weaknesses in language, attention,
and/or memory [4]. Evaluation prior to surgical resection and
adjuvant therapies identifies individual cognitive differences unrelated
to the tumor and/or treatment effects, so that later testing is a more
accurate assessment of the effects of treatment. Neuropsychological
testing can also identify functional disability that is not captured
in imaging and/or neurologic exams, and not predicted by tumor
type or volume [5]. While rapidly progressing tumors may cause
significant physical and cognitive impairment due to increased
intracranial pressure and lesion momentum that outpaces brain
plasticity, slowly growing tumors may still allow the brain to adapt
to the physical presence of the tumor, but affect cognitive functions
less predictably [6]. For example, Noll et al. [7] (2015) noted greater
difficulties in verbal learning, processing speed, executive functions,
and language in a sample of individuals with histopathologicallyconfirmed
grade IV gliomas in the LEFT temporal lobe relative to
those with grade II and grade III lesions; and Meyers & Cantor (2003)
provided the example of an individual who showed no evidence of
language, memory, or other cognitive impairment after extensive
resection of a large LEFT hemisphere tumor that had likely been
present for 20 plus years, versus an individual who developed global
aphasia, alexia, and agraphia over a period of two weeks secondary to
the presence of a smaller but rapidly progressing tumor in the same
region [8]. On the other hand, Cochereau and colleagues’ (2016)
analysis of individuals with incidentally-discovered WHO grade II
gliomas noted disturbed functions on a set of neurocognitive tests
administered the day before surgery in 60% of the patients studied
(53% with executive dysfunction, 20% working memory impairment,
and 6% with attentional disturbances), none of whom had shown any
other obvious clinical consequences of their tumor (e.g., seizures,
sensory or motor complaints) [9]. When a wait-and-see attitude
is being considered, identification of the cognitive consequences
of tumor could spur the decision to perform resection earlier, or
reassure the patient and treatment team that continued observation
is acceptable in the absence of signs of functional impairment.
Awake craniotomy
Another role for neuropsychology in the assessment and
management of CNS tumors is the evaluation of cognitive and
sensorimotor functions during awake craniotomy. There is a
growing body of evidence that suggests better outcomes, including
longer progression-free survival and superior seizure control, with
greater extent of resection (EOR) and decreased contrast-enhancing
residual tumor volume [10,11]. However, in patients with tumors
infiltrating regions of ‘functional’ brain, the extent of resection may
be limited by the desire to preserve cognitive and motor functions,
and in the absence of clear parameters regarding the location of
these eloquent regions, the surgeon may be less prone to perform
an extensive resection [12]. Analyses dating back to Ojemann’s
seminal cortical stimulation studies in the 1970s have shown that
the cortical whereabouts of language and other cognitive functions
varies from person to person, and this makes it risky to rely solely
on anatomical landmarks and imaging to identify these regions in
the individual patient [13]. Functional imaging techniques like MRI
or PET can identify the areas that participate in language, motor,
and sensory functions, whereas electrocortical stimulation mapping
of neurocognitive functions during awake craniotomy allows for
the specification of sites that are essential for preservation of these
functions. During the awake craniotomy, the neuropsychologist
administers naming, repetition, and automatic speech tasks; monitors
for (involuntary) movements in the mouth, face, and hands; and
directs the patient to notice any sensory symptoms as the surgeon
stimulates selected sites on the surface of the brain. Speech hesitancy
or arrest, involuntary movements, and the patient’s reporting of
unusual sensations are reported back to surgeon in ‘real time’, and
this allows for the demarcation of cortex with an essential role in
language, motor, and/or sensory functions that should be preserved,
from areas that can be safely included in the approach to, and resection
of, the tumor. As De Witt Hamer et al.[14] found in their 2012 metaanalysis
of intraoperative stimulation in individuals undergoing
surgical resection of gliomas, the use of direct electrical stimulation
allowed for a better EOR (75% of tumor resected completely versus
58% without stimulation), and was associated with a lower risk of
late postoperative neurological deficits (3.4% versus 8.2%). Current
efforts are now turning to the development of techniques to identify
and spare other non-linguistic cognitive functions, like executive
skills, attention, working memory, and praxis, which are not presently
mapped, and which may not fare as well after tumor removal [15].
Assessment during and after adjuvant therapies
Neuropsychological testing after surgery, but before adjuvant
therapies are started, may predict survival. In Johnson et al.[16]
(retrospective) analysis of 91 patients with newly diagnosed
glioblastoma who completed neuropsychological assessment after
tumor resection, cognitive impairment, as measured by specific
neuropsychological tests (and particularly, measures of executive
function and attention), was independently associated with poor
prognosis, even within patient subgroups defined by RTOG
Recursive Partitioning Analysis (RPA) class. The treatments used to
combat CNS tumor also put healthy brain tissue at risk, and screening
of neurocognitive functions with neuropsychological measures
during and after treatment with chemotherapy and radiation can
provide information that may be missed with a brief mental status
exam. As Meyers and Wefel emphasized in their 2003 review of
endpoints used in brain tumor clinical trials, the MMSE is a weak
tool for detecting declines in memory and executive functioning in
individuals being treated for brain tumor [17], and measurements
that assess an individual’s ability to perform activities of daily living,
such as the widely used Karnofsky Performance Score (KPS) do not
address cognitive functions at all. Instead, a battery of neurocognitive
measures selected for brevity, repeatability, reliability and validity,
and sensitivity to change can more effectively delineate the specific
effects of treatment, guide the selection of supportive therapies (e.g.,
medications and rehabilitation) that might ameliorate difficulties
with arousal, attention, and memory; and also identify grounds for
pausing or discontinuing neurotoxic therapies, such as the presence
of chemotherapy and/or radiation-induced encephalopathy [18,19].
Repeating neuropsychological testing over time
Monitoring of cognitive functions over time has the potential to
do more than just characterize the functional status of individuals who
have undergone treatment for CNS tumors. Serial neuropsychological
testing can also reveal regrowth of tumor weeks to months before
there is radiographic evidence of progression [20,21], and the
presence and degree of cognitive decline that remains after adjuvant
treatments may also predict survival. In their analysis of 56 individuals
with recurrent brain tumors tested prior to receiving investigational
treatments and then at intervals coincided with planned MRI scans,
Meyers & Hess (2003) noted meaningful deterioration on measures of
cognitive functioning (but not measures of QOL of ADL functioning)
almost a month before radiographic evidence of progression was
noted on MRI [21]. In another study described by Meyers and Brown
(2006), 60% of patients with malignant gliomas tested after 8 months
of treatment (with accelerated fractionated radiation therapy and
concomitant chemotherapy) demonstrated declines in memory
functions, and 40% demonstrated declines in executive functions and
bilateral fine motor coordination relative to their own pre-treatment
scores, despite radiographically stable disease. When patients were
divided into groups according to whether they lived 3 or more
years after treatment, those with better performance on measures of
memory, visuomotor scanning speed and executive functions were
more likely to have longer survival rates than those that showed more
significant deficits on testing 8 months after therapy [22].
Conclusion
In conclusion, neuropsychological testing contributes positively to the assessment and management of individuals with CNS tumors. Although tumors of the central nervous system may have different medical outcomes based on size, grade, and site of tumor growth, all have the potential to affect neurocognitive and neurobehavioral functions, and cognitive dysfunction associated with disease-related factors, as well as the adverse effects of cancer therapies, is a significant problem among individuals with brain tumors. The annualized net cost of care for patients with CNS tumors, who undergo surgical resection, chemotherapy and/or radiation, treatment with medications for management of symptoms, repeat neuroimaging studies, and follow-up visits with Neurosurgery and Oncology has been estimated at $108,000 - $138,000 in 2010 U.S. dollars during the initial phase of treatment (depending on age and sex), and another $9,000 per year for continued care up until the last year of life [23]. Although neuropsychological testing might add $1500-$3000 per year in additional treatment costs (depending on length of battery and regional cost of assessment), its obvious value to clinical decision making and improvement of outcomes should make it a standard of practice for the assessment and management of individuals with CNS tumors.
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